Lance Kevin Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Mar 2026)
    • CF1 Director (AR) (18 Mar 2011 to 4 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 4 Mar 2026)
    • CF21 Investment Adviser (2 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Apr 2006 to 2 Aug 2006)
  • The Lance Richards Practice Ltd (no longer approved here)

    FRN 451051

    • Employed By (25 Apr 2006 to 4 Mar 2026)

Recent activity

Updates to this individual's record on the FCA register.

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