Lalit Kishore Das

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Portman Square Capital LLP (no longer approved here)

    FRN 582333

    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 6 Jan 2025)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • SMF27 Partner (9 Dec 2019 to 6 Jan 2025)
    • CF30 Customer (20 Sep 2012 to 8 Dec 2019)
    • CF4 Partner (20 Sep 2012 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (24 Feb 2004 to 12 Sep 2005)
    • CF26 Customer Trading (2 Dec 2001 to 23 Feb 2004)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF26 Customer Trading (1 Dec 2001 to 25 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.