Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- [FCA CF] Client dealing (since 3 Mar 2026)
- [FCA CF] Manager of certification employee (since 3 Mar 2026)
- [FCA CF] Manager of certification employee (1 Feb 2024 to 14 Dec 2025)
- [FCA CF] Client dealing (15 Jan 2021 to 14 Dec 2025)
- CF30 Customer (14 Sep 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.