Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Natixis

    FRN 206092

    • [FCA CF] Client dealing (since 18 Sep 2023)
    • [FCA CF] Manager of certification employee (since 18 Sep 2023)
    • [FCA CF] Manager of certification employee (17 Aug 2022 to 25 May 2023)
    • [FCA CF] Client dealing (8 Nov 2021 to 25 May 2023)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • [FCA CF] Material risk taker (30 Sep 2019 to 29 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Sep 2021)
    • CF30 Customer (13 Nov 2009 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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