Lachlan McLachlan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AML Associates Financial Services Ltd

    FRN 599277

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 26 Feb 2021)
    • SMF16 Compliance Oversight (since 26 Feb 2021)
    • Responsible for Insurance Distribution (since 26 Feb 2021)
    • SMF3 Executive Director (since 26 Feb 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 27 Nov 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Feb 2019 to 19 Nov 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (8 Mar 2018 to 30 Jan 2019)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (683)Employed By (8 Mar 2018 to 30 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.