Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (11 Apr 2014 to 6 Mar 2016)
- CF3 Chief Executive (19 Mar 2009 to 30 Jan 2012)
- CF8 Apportionment and Oversight (19 Mar 2009 to 31 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)
- CF26 Customer Trading (1 Dec 2001 to 6 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.