Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Manager of certification employee (since 24 Mar 2026)
- [FCA CF] Client dealing (since 24 Mar 2026)
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UBS AG
FRN 186958
- [PRA CF] Managing a material risk taker (since 24 Jul 2025)
- [FCA CF] Manager of certification employee (since 24 Jul 2025)
- [FCA CF] Material risk taker (since 4 Jun 2025)
- [FCA CF] Client dealing (since 4 Jun 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 4 Jun 2025)
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- [FCA CF] Proprietary trader (21 Apr 2022 to 20 Nov 2024)
- [FCA CF] Algorithmic trading (21 Apr 2022 to 20 Nov 2024)
- [FCA CF] Client dealing (21 Apr 2022 to 20 Nov 2024)
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- [FCA CF] Client dealing (15 Jan 2019 to 8 Apr 2021)
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- CF30 Customer (15 Nov 2011 to 15 Jun 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.