Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 24 Mar 2026)
    • [FCA CF] Client dealing (since 24 Mar 2026)
  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 24 Jul 2025)
    • [FCA CF] Manager of certification employee (since 24 Jul 2025)
    • [FCA CF] Material risk taker (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 4 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Jun 2025)
  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • [FCA CF] Proprietary trader (21 Apr 2022 to 20 Nov 2024)
    • [FCA CF] Algorithmic trading (21 Apr 2022 to 20 Nov 2024)
    • [FCA CF] Client dealing (21 Apr 2022 to 20 Nov 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (15 Jan 2019 to 8 Apr 2021)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (15 Nov 2011 to 15 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

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