Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
    • SMF16 Compliance Oversight (since 3 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2025)
    • SMF3 Executive Director (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • Responsibility for MCD Intermediation (since 3 Nov 2025)
    • Responsible for Insurance Distribution (since 3 Nov 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Jul 2022 to 3 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Dec 2021 to 3 Nov 2025)
    • CF1 Director (AR) (15 Nov 2021 to 3 Nov 2025)
  • Affinity Financial Management Limited (no longer approved here)

    FRN 957192

    • Employed By (15 Nov 2021 to 3 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.