Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Affinity Financial Management Limited
FRN 1023412
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 3 Nov 2025)
- SMF16 Compliance Oversight (since 3 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Nov 2025)
- SMF3 Executive Director (since 3 Nov 2025)
- [FCA CF] Client dealing (since 3 Nov 2025)
- Responsibility for MCD Intermediation (since 3 Nov 2025)
- Responsible for Insurance Distribution (since 3 Nov 2025)
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- CF30 Customer (4 Jul 2022 to 3 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (2 Dec 2021 to 3 Nov 2025)
- CF1 Director (AR) (15 Nov 2021 to 3 Nov 2025)
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- Employed By (15 Nov 2021 to 3 Nov 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.