Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 29 Oct 2024)
- [FCA CF] Functions requiring qualifications (since 29 Oct 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
- CF30 Customer (10 Sep 2019 to 8 Dec 2019)
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Fairstone Wealth Management Limited
FRN 188596
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 13 Oct 2023)
- [FCA CF] Functions requiring qualifications (since 13 Oct 2023)
- [FCA CF] Functions requiring qualifications (16 Jun 2021 to 18 Jul 2023)
- [FCA CF] Client dealing (16 Jun 2021 to 18 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.