Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Oct 2023)
    • CF30 Customer (since 21 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (since 21 Sep 2023)
    • CF1 Director (AR) (since 21 Sep 2023)
    • (1)Employed By (since 21 Sep 2023)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (29 Dec 2021 to 1 Sep 2023)
    • CF4 Partner (AR) (2 Sep 2020 to 6 Apr 2021)
    • CF1 Director (AR) (19 Jul 2018 to 1 Sep 2023)
  • Caenstone Partners LLP (no longer approved here)

    FRN 928590

    • Employed By (2 Sep 2020 to 8 Oct 2021)
  • Caenstone Ltd (no longer approved here)

    FRN 813749

    • Employed By (19 Jul 2018 to 13 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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