Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 31 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 14 Aug 2013)
    • CF30 Customer (1 Feb 2010 to 30 Jun 2013)
    • (4)Employed By (since 14 Aug 2013)
    • (32)Employed By (1 Feb 2010 to 30 Jun 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 Nov 2008 to 2 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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