Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Jun 2023)
- [FCA CF] Functions requiring qualifications (8 Dec 2017 to 10 Jan 2019)
- [FCA CF] Client dealing (8 Dec 2017 to 10 Jan 2019)
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Bank of Scotland plc
FRN 169628
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Jun 2023)
- [FCA CF] Functions requiring qualifications (16 Jan 2019 to 7 May 2022)
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- Appointed representative dealing with clients for which they require qualification (11 May 2022 to 1 Mar 2023)
Recent activity
Updates to this individual's record on the FCA register.
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