Kye Lloyd Punter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Aug 2022)
- CF30 Customer (since 18 Jul 2022)
Kye Punter
FRN 978766
- (1)Employed By (since 18 Jul 2022)
3T Finance Solutions Ltd
FRN 575862
- (2)Employed By (since 18 Nov 2020)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (18 Nov 2020 to 7 Aug 2022)
- Appointed representative dealing with clients for which they require qualification (19 Feb 2020 to 7 Aug 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.