Kwasi Yeboah

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Saltus Financial Planning Limited
FRN 722703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 26 Mar 2024)
- [FCA CF] Functions requiring qualifications (since 26 Mar 2024)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- Appointed representative dealing with clients for which they require qualification (24 May 2022 to 9 Aug 2023)
- CF30 Customer (4 May 2022 to 9 Aug 2023)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- Appointed representative dealing with clients for which they require qualification (13 Oct 2021 to 12 Jan 2023)
Killik & Co LLP (no longer approved here)
FRN 462016
- CF30 Customer (7 Dec 2019 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 May 2018 to 8 Nov 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.