Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (11 Jan 2010 to 19 Aug 2010)
    • CF21 Investment Adviser (13 Feb 2007 to 30 Mar 2007)
    • CF26 Customer Trading (9 Jun 2004 to 13 Feb 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (11 Jan 2010 to 19 Aug 2010)
    • CF21 Investment Adviser (13 Feb 2007 to 30 Mar 2007)
    • CF26 Customer Trading (9 Jun 2004 to 13 Feb 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (3 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.