Kunal Patel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fisher Investments Europe Limited

    FRN 191609

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (17 Nov 2015 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (12 Mar 2014 to 19 Oct 2015)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (12 Oct 2011 to 29 Jul 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.