Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM LIMITED
FRN 193418
- [FCA CF] Client dealing (since 1 Jul 2020)
- CF30 Customer (2 May 2018 to 8 Dec 2019)
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- CF30 Customer (16 Oct 2013 to 28 Mar 2018)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.