Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PGIM LIMITED

    FRN 193418

    • [FCA CF] Client dealing (since 1 Jul 2020)
    • CF30 Customer (2 May 2018 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (16 Oct 2013 to 28 Mar 2018)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Nov 2005 to 16 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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