Kunal Kothari

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Investors Global Services Limited
FRN 119178
- [FCA CF] Manager of certification employee (since 29 Jun 2024)
- [FCA CF] Client dealing (since 19 Feb 2024)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- [FCA CF] Client dealing (6 Nov 2023 to 26 Jan 2024)
Threadneedle Asset Management Limited (no longer approved here)
FRN 122194
- [FCA CF] Client dealing (29 Oct 2021 to 26 Jan 2024)
Threadneedle International Limited (no longer approved here)
FRN 143014
- [FCA CF] Client dealing (29 Oct 2021 to 26 Jan 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.