Kunal Bharat Mehta

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- [FCA CF] Manager of certification employee (27 Sep 2022 to 12 Feb 2024)
- [FCA CF] Client dealing (21 Dec 2020 to 12 Feb 2024)
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- CF30 Customer (12 Dec 2014 to 10 Mar 2017)
Goldman Sachs Asset Management International (no longer approved here)
FRN 147212
- CF30 Customer (6 Dec 2010 to 28 Oct 2014)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (4 Sep 2009 to 30 Nov 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.