Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 25 Mar 2026)
    • CF30 Customer (since 25 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 10 Oct 2020)
    • CF1 Director (AR) (since 10 Oct 2019)
    • CF30 Customer (since 10 Oct 2019)
  • JH Lombard Ltd

    FRN 914697

    • (1)Employed By (since 10 Oct 2019)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (28 Apr 2014 to 3 Oct 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Nov 2011 to 16 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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