Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 8 Jan 2026)
- [FCA CF] Client dealing (since 9 Sep 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 8 Jan 2026)
- [FCA CF] Client dealing (since 9 Sep 2025)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 9 Sep 2025)
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- [FCA CF] Manager of certification employee (25 Mar 2021 to 14 May 2022)
- [FCA CF] Material risk taker (1 Jan 2017 to 14 May 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 14 May 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 14 May 2022)
- CF30 Customer (19 Jul 2013 to 6 Mar 2016)
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- CF30 Customer (31 Mar 2010 to 22 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.