Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 30 May 2024)
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- [FCA CF] Manager of certification employee (5 Aug 2022 to 24 Jan 2024)
- [FCA CF] Client dealing (29 Oct 2020 to 24 Jan 2024)
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- [FCA CF] Manager of certification employee (5 Aug 2022 to 24 Jan 2024)
- [FCA CF] Client dealing (27 Aug 2020 to 24 Jan 2024)
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- [FCA CF] Manager of certification employee (5 Aug 2022 to 24 Jan 2024)
- [FCA CF] Client dealing (27 Aug 2020 to 24 Jan 2024)
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- [FCA CF] Client dealing (7 Sep 2016 to 1 Feb 2020)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 1 Feb 2020)
- CF30 Customer (1 Dec 2011 to 6 Mar 2016)
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- CF30 Customer (7 Apr 2011 to 24 May 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.