Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Nov 2024)
    • [FCA CF] Manager of certification employee (since 10 Jun 2021)
    • [FCA CF] Client dealing (since 3 Jun 2020)
    • [FCA CF] Client dealing (11 Nov 2019 to 17 May 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (11 Nov 2019 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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