Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (23 Oct 2017 to 31 Aug 2019)
    • [FCA CF] Manager of certification employee (23 Oct 2017 to 31 Aug 2019)
    • CF30 Customer (8 Nov 2010 to 8 Mar 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (7 Oct 2009 to 6 Aug 2010)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 7 Jul 2009)
    • CF21 Investment Adviser (6 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2006 to 5 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.