Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 14 Oct 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Sep 2016)
- [PRA CF] Managing a material risk taker (14 Apr 2020 to 14 Oct 2020)
- [FCA CF] Manager of certification employee (21 Mar 2017 to 4 Oct 2019)
- CF30 Customer (25 Sep 2014 to 6 Mar 2016)
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- [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 9 Jan 2024)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2012)
- CF21 Investment Adviser (28 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.