Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 22 Mar 2024)
    • [FCA CF] Client dealing (since 2 Oct 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (16 May 2022 to 2 Oct 2023)
    • [FCA CF] Material risk taker (16 May 2022 to 2 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (16 May 2022 to 2 Oct 2023)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (18 Dec 2018 to 9 May 2022)
    • [FCA CF] Material risk taker (18 Dec 2018 to 9 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 26 Jul 2018)
    • CF30 Customer (9 Aug 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.