Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (25 Mar 2019 to 22 Jul 2019)
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- SMF22 Other Local Responsibility (7 Mar 2016 to 18 Jul 2019)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Apr 2007 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (6 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Jul 2019)
- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (30 Apr 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF17 Significant Mgt (Other Business Operations) (6 Feb 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.