Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • CF30 Customer (25 Mar 2019 to 22 Jul 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF22 Other Local Responsibility (7 Mar 2016 to 18 Jul 2019)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Apr 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (6 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 18 Jul 2019)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF17 Significant Mgt (Other Business Operations) (6 Feb 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.