Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sense Network Limited
FRN 465124
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 17 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 17 Apr 2025)
- CF30 Customer (since 11 Apr 2025)
- CF1 Director (AR) (since 11 Apr 2025)
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KB Wealth Planning Limited
FRN 1027287
- (1)Employed By (since 11 Apr 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 15 Jan 2025)
- CF30 Customer (14 Jun 2016 to 8 Dec 2019)
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- CF30 Customer (15 Feb 2013 to 23 May 2016)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Apr 2002 to 5 Dec 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.