Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Moelis & Company UK LLP
FRN 516801
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF4 Partner (8 Oct 2010 to 1 Nov 2016)
- CF30 Customer (8 Oct 2010 to 8 Dec 2019)
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- CF4 Partner (AR) (22 Sep 2008 to 8 Oct 2010)
- CF30 Customer (22 Sep 2008 to 8 Oct 2010)
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- CF30 Customer (1 Nov 2007 to 31 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.