Kristian Andrew James Barton Vind

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Chapter House Wealth Management Limited

    FRN 913373

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 1 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 15 May 2020)
    • [FCA CF] Client dealing (since 15 May 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (14 May 2015 to 23 Dec 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Jun 2010 to 27 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.