Kristen Hemminger

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 18 Sep 2024)
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 18 Sep 2024)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- [FCA CF] Client dealing (18 Sep 2024 to 18 Feb 2025)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Manager of certification employee (29 Sep 2021 to 10 Jan 2023)
- [FCA CF] Client dealing (14 Nov 2017 to 15 Jul 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.