Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Dec 2018)
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Kriss Woodward
FRN 827030
- (1)Employed By (since 1 Dec 2018)
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- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 18 Dec 2018)
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- CF30 Customer (12 May 2010 to 27 Oct 2016)
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- CF30 Customer (1 Nov 2007 to 8 May 2010)
- CF22 Investment Adviser (Trainee) (11 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.