Krishna Shah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Material risk taker (21 Mar 2016 to 1 Feb 2022)
    • [FCA CF] Client dealing (21 Mar 2016 to 1 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Mar 2016 to 1 Feb 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (21 Mar 2016 to 1 Feb 2022)
    • [FCA CF] Material risk taker (21 Mar 2016 to 1 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (21 Mar 2016 to 1 Feb 2022)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (1 Mar 2013 to 12 Nov 2015)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (23 Jun 2009 to 5 Dec 2012)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF26 Customer Trading (10 Jul 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.