Krishna Dass Sooriah

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Jan 2017)
    • CF30 Customer (since 11 Feb 2014)
  • KDS Wealth Management Ltd

    FRN 615500

    • (1)Employed By (since 11 Feb 2014)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 17 Jan 2014)
    • CF21 Investment Adviser (5 Feb 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Jun 2002 to 5 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.