Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (5 Nov 2020 to 20 Jan 2021)
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- SMF16 Compliance Oversight (5 Nov 2020 to 20 Jan 2021)
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- SMF16 Compliance Oversight (5 Nov 2020 to 20 Jan 2021)
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- SMF16 Compliance Oversight (5 Nov 2020 to 20 Jan 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2020)
- CF11 Money Laundering Reporting (9 Jan 2018 to 8 Dec 2019)
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- CF11 Money Laundering Reporting (14 Nov 2016 to 11 Dec 2017)
- CF10 Compliance Oversight (14 Nov 2016 to 11 Dec 2017)
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- CF30 Customer (10 Jul 2009 to 24 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.