Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 31 May 2024)
    • CF30 Customer (since 16 May 2024)
    • Employed By (since 16 May 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (11 Nov 2020 to 2 Aug 2021)
    • CF30 Customer (10 Nov 2020 to 2 Aug 2021)
  • Regency Wealth Ltd (no longer approved here)

    FRN 578309

    • (26)Employed By (10 Nov 2020 to 2 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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