Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (7 Mar 2016 to 6 May 2016)
- CF29 Significant management (22 Jul 2015 to 1 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2009)
- CF21 Investment Adviser (28 Apr 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.