Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Client dealing (since 21 Jan 2022)
    • [FCA CF] Material risk taker (since 22 Sep 2022)
    • [FCA CF] Client dealing (since 21 Jan 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Nov 2007)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
    • CF26 Customer Trading (6 Jun 2007 to 25 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.