- IRN
- KSC01030
- Last updated
- 3 weeks ago
Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Sep 2023 to 1 Mar 2024)
- [FCA CF] Significant management (1 Feb 2021 to 1 Dec 2023)
- [FCA CF] Client dealing (30 Jan 2018 to 31 Mar 2024)
- [FCA CF] Manager of certification employee (30 Jan 2018 to 31 Mar 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 Oct 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.