Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Aug 2022 to 2 May 2023)
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- [FCA CF] Manager of certification employee (26 Nov 2021 to 11 Apr 2022)
- [FCA CF] Significant management (26 Nov 2021 to 11 Apr 2022)
- [FCA CF] Material risk taker (1 Feb 2021 to 11 Apr 2022)
- [FCA CF] Client dealing (1 Feb 2021 to 11 Apr 2022)
- CF30 Customer (4 Apr 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 11 Jan 2012)
- CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (28 Jun 2005 to 25 Apr 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.