Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Nov 2024)
    • [FCA CF] Material risk taker (since 11 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 6 Mar 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (25 Jun 2018 to 30 Oct 2023)
    • [FCA CF] Manager of certification employee (24 Nov 2017 to 30 Oct 2023)
    • [FCA CF] Client dealing (17 Nov 2017 to 30 Oct 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Dec 2008 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (30 Aug 2005 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.