Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (25 Jun 2018 to 15 Feb 2019)
- [FCA CF] Manager of certification employee (29 Mar 2018 to 8 Feb 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2019)
- CF30 Customer (22 Oct 2009 to 6 Mar 2016)
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- CF30 Customer (23 Jan 2009 to 23 Jul 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.