Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Material risk taker (25 Jun 2018 to 15 Feb 2019)
    • [FCA CF] Manager of certification employee (29 Mar 2018 to 8 Feb 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Feb 2019)
    • CF30 Customer (22 Oct 2009 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Jan 2009 to 23 Jul 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 17 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.