Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 May 2018)
    • [FCA CF] Client dealing (since 23 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (7 Apr 2009 to 16 Sep 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.