Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Humberstones (FS) Limited (no longer approved here)

    FRN 747436

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2019)
    • CF1 Director (4 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Nov 2016 to 8 Dec 2019)
  • RELIGARE UK LTD (no longer approved here)

    FRN 309439

    • CF1 Director (6 Jun 2012 to 14 Apr 2014)
    • CF28 Systems and controls (6 Jun 2012 to 14 Apr 2014)
    • Responsible for Insurance Mediation (6 Jun 2012 to 21 Aug 2013)
    • CF13 Finance (31 Oct 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.