Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (8 Oct 2021 to 7 Jul 2023)
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- [FCA CF] Proprietary trader (9 Dec 2019 to 1 Oct 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2020)
- CF30 Customer (27 Jul 2017 to 8 Dec 2019)
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- CF30 Customer (5 Nov 2010 to 3 Dec 2016)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2009)
- CF21 Investment Adviser (13 Jan 2005 to 1 Jan 2007)
- CF26 Customer Trading (13 Jan 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.