Kokichi Komagata

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF1 Director (1 Dec 2001 to 15 Aug 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Aug 2004)
    • CF3 Chief Executive (1 Dec 2001 to 15 Aug 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Aug 2004)
  • UOB Kay Hian (U.K.) Limited (no longer approved here)

    FRN 155417

    • CF2 Non Executive Director (1 Dec 2001 to 1 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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