Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 30 Nov 2012)
- CF10 Compliance Oversight (10 Jan 2006 to 1 Jun 2008)
- CF11 Money Laundering Reporting (10 Jan 2006 to 1 Jun 2008)
- CF17 Significant Mgt (Other Business Operations) (10 Jan 2006 to 31 Oct 2007)
-
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 14 Nov 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.