Klara Louise Anstey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SQUARE PEG MORTGAGES LTD

    FRN 814224

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 15 Oct 2018)
    • Responsible for Insurance Distribution (since 15 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (15 Oct 2018 to 8 Dec 2019)
    • CF1 Director (15 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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