Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sturgeon Capital Ltd
FRN 554051
- SMF1 Chief Executive (since 6 Feb 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (10 Jun 2022 to 5 Apr 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Jun 2022 to 5 Apr 2023)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
- CF30 Customer (4 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.