Kirsty Louise Moore

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2019 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 10 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (5 Sep 2019 to 7 Aug 2020)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.